Search for: "Bart Harmon"
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27 Jul 2015, 3:17 pm
She published her first book in 1969, and sold a number of works to tv, including Small Sacrifices (which starred Farah Fawcett as Diane Downs), The Stranger Beside Me (which starred Mark Harmon as Ted Bundy), and Too Late To Say Goodbye (which starred Rob Lowe as Bart Corbin).Earlier this year, Ms. [read post]
7 Oct 2011, 11:16 am
Chilton suggested that high-frequency traders be subject to registration and information-sharing requirements, and promised harmonization with the SEC and international regulators. [read post]
10 Nov 2022, 4:37 am
We need to act to make our businesses, governments and society more resilient to hostile cyber operations” said lead MEP Bart Groothuis (Renew, NL). [read post]
20 Mar 2010, 9:10 am
by Bart Mallon, Esq. of Mallon P.C. [read post]
24 Jan 2011, 1:17 am
Harmonization of Regulations – in general the SEC staff believes that harmonization, when it adds meaningful investor protection, would be advantageous. [read post]
16 Sep 2008, 12:29 pm
" - Bart Leten, Stijn Kelchtermans, and Rene Belderbos (PDF LINK)"Development of international harmonized industry-based patent statistics" - T. [read post]
12 Feb 2012, 9:25 am
Bart Mallon can be reached directly at 415-868-5345. [read post]
25 May 2011, 4:49 pm
While there are differences on some provisions of the respective laws, he said, the level of overall harmonization is substantial. [read post]
25 Apr 2012, 10:52 pm
Thus, in effectuating this statutory harmonization, Treasury recommends that investment advisers be subject to a self-regulatory regime similar to that of broker-dealers. [read post]
14 Oct 2013, 10:47 am
CFTC Harmonization Rule for CPOs of RICs. [read post]
28 Feb 2010, 1:18 am
Session One: The Current State of CPO/CTA Regulation A panel of NFA staff and other industry professionals will discuss the results of recent CFTC/SEC harmonization, hedge fund regulation, and the status of pending legislation. [read post]
22 Feb 2011, 6:44 pm
The staff also recommended harmonizing a number of regulations which should be applied consistently to similarly situated BDs and IAs. [read post]
20 Jul 2023, 10:44 am
July 20, 2023 Clients, Friends, and Associates: As we end the second quarter and enter the summer season, we would like to highlight recent industry news that we found to be both interesting and impactful. [read post]
27 Oct 2017, 2:16 am
Proponents for the amendments point to the SEC’s commitment to work with the DOL to harmonize the Fiduciary Rule with SEC regulations, and that the delay will give the agencies time to develop clear regulations together. [read post]
8 Feb 2018, 6:56 am
[We’re pleased to have another guest post by a frequent and gifted MTP contributor, Maria Schneider . [read post]
22 Dec 2020, 9:43 am
December 16, 2020 Clients, Friends, Associates: As we prepare for a new year, we also reflect on an eventful, sometimes chaotic, 2020, dominated by the emergence of the novel coronavirus (“COVID-19”). [read post]
5 Dec 2016, 3:40 pm
., no event, 9,000-attendee convention event, 18,000-attendee basketball game, same with overlapping SF Giants game) were evaluated, resulting in transit impact findings requiring additional BART trains and cars, and Golden Gate Transit buses and ferry service. [read post]
26 Nov 2013, 4:45 pm
Innovation is a major driver of economic growth. [read post]
